Core services: Offered as web-based or client-side installed solution, this module includes:

1. 

2. 

Master view of compliance tasks and cases for the compliance officer,

3. 

Pre-trade clearance for all security types and sub-types,

4. 

Ongoing trade surveillance vs. trading restrictions,

5. 

Misuse of material non-public information detection,

6. 

Unusual trading patterns alerting,

7. 

Pre-clearance and reporting of gifts, entertainment and outside business activities,

8. 

Dynamic forms and documents with rules and alerts based on answers, and

9. 

Automated compliance calendar with alerts.